SEBI plans to firm broker fees
Jul 30 2019
News Category: Regulatory Updates
No of Views: 103 Rate Now!

Media reports that the Securities and Exchange Board of India is proposing stricter norms for broker commissions for portfolio management services (PMS) and alternative investment funds (AIFs) on investment products with the purpose of reducing mis-selling by to increase transparency. The market regulator’s measure of tightening rules came in following increasing complaints regarding asset managers and distributors’ aggressive product selling to investors.

Related News
Title Report Date
SEBI increases minimum investment criteria in PMS 22/11/2019
SEBI asks mutual funds to inform Credit Rating Agencies regarding c... 07/11/2019
SEBI revived Aadhaar-based eKYC for mutual funds 05/11/2019
SEBI approved the proposal on graded exit load for liquid funds 17/10/2019
SEBI: Standstill agreements are not permitted between mutual funds ... 27/09/2019
SEBI highlights deficiencies noted in debt MF 03/09/2019
SEBI asks MFs to be more vigilant in debt instruments 28/08/2019
SEBI: AMCs not prohibited by any regulations from taking stressed a... 27/08/2019
SEBI approves Samco Securities’ proposal to set up its mutual fund ... 23/08/2019
SEBI reverses decision on unlisted NCDs 22/08/2019
SEBI restricts MFs to invest in ST bank deposits 19/08/2019
SEBI instructs MF to move investments to listed securities 13/08/2019
SEBI tightens norms for Share pledging 08/08/2019
AMFI reports 1.2% rise in asset base for Jul 2019 08/08/2019
SEBI to announce norms for debt mutual funds in board meeting 06/08/2019
More...